Raymond James fined $17M for anti-money laundering failures

  • By Business Observer Staff
  • | 2:39 p.m. May 19, 2016
  • Tampa Bay-Lakeland
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ST. PETERSBURG — The Financial Industry Regulatory Authority (FINRA) fined two Raymond James companies a total of $17 million for “widespread failures related to the firms' anti-money laundering programs," a statement says.

 

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