Financial advisors awarded $1.5 million after receiving negligent compliance advice

An investigation and bad press cost the advisors potential customer accounts

  • By Business Observer Staff
  • | 2:15 p.m. June 25, 2021
  • | 0 Free Articles Remaining!
Courtesy. Drew Clayton is an attorney with Worth Graham of Icard, Merrill, Cullis, Timm, Furen & Ginsburg.
Courtesy. Drew Clayton is an attorney with Worth Graham of Icard, Merrill, Cullis, Timm, Furen & Ginsburg.
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SARASOTA — Circuit Court Judge Judge Hunter Carroll recently awarded nearly $1.5 million to four south Sarasota County financial advisors following a three-week trial. 

 

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