Financial advisors awarded $1.5 million after receiving negligent compliance advice

An investigation and bad press cost the advisors potential customer accounts


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  • | 2:15 p.m. June 25, 2021
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Courtesy. Drew Clayton is an attorney with Worth Graham of Icard, Merrill, Cullis, Timm, Furen & Ginsburg.
Courtesy. Drew Clayton is an attorney with Worth Graham of Icard, Merrill, Cullis, Timm, Furen & Ginsburg.
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SARASOTA — Circuit Court Judge Judge Hunter Carroll recently awarded nearly $1.5 million to four south Sarasota County financial advisors following a three-week trial. 

The court found that Scott Aabel, Antonio Gomes, Gary Didonna and James Protigal, of Nokomis in Sarasota County, were given negligent compliance advice, which led to a regulatory investigation and subsequent bad press. The four financial advisors were represented by securities attorneys Drew Clayton and Worth Graham of Icard, Merrill, Cullis, Timm, Furen & Ginsburg. 

 

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