Broker wins $3M defamation claim against firm

  • By Business Observer Staff
  • | 4:12 p.m. November 1, 2017
  • Manatee-Sarasota
  • Share

SARASOTA — A Financial Industry Regulatory Authority arbitration panel ordered UBS Financial Services to pay $3 million in damages for defamation to James Springer Jr. of Sarasota, a former UBS broker.

 

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