FINRA docks Raymond James

  • By Business Observer Staff
  • | 3:20 p.m. September 30, 2011
  • | 0 Free Articles Remaining!
  • Tampa Bay-Lakeland
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ST. PETERSBURG -- Raymond James Financial Inc. (symbol: RJF) will pay $2.1 million to the Financial Industry Regulatory Authority (FINRA) to settle claims that it overcharged its brokerage customers by means of its transaction fees.

 

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