FINRA fines JHS subsidiary

  • By Business Observer Staff
  • | 8:58 p.m. September 7, 2011
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The Financial Industry Regulatory Authority (FINRA) fined Pointe Capital Inc. $300,000 for charging its customers improper brokering fees. Pointe Capital now operates as JHS Capital Advisors Inc., and is a subsidiary of Tampa-based JHS Capital Holdings Inc., following a 2009 merger.

 

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